Investment Management Insurance.
Cover for AFSL Holders and Fund Managers.
Professional indemnity and financial lines cover for investment managers, private equity, M&A advisors, and wealth managers.
AFSL
Specialisation
12+
Insurers Evaluated
AUM
Matched Capacity
Recognition
Access to Australia's leading insurers and underwriting agencies, including:
Investment managers, fund managers, and AFSL holders face a unique set of professional risks. Claims from investors, regulatory investigations, allegations of mismanagement, and breach of fiduciary duty can all result in significant legal costs and settlements.
The problem is that most insurers won't touch this space. Investment management is considered a complex, high-risk class, and standard professional indemnity policies don't cover the exposures involved. Many fund managers find themselves declined repeatedly before they even get a quote.
We work with underwriters who understand investment management and have the appetite for it. Whether you're running a hedge fund, private equity firm, managed investment scheme, or M&A advisory practice, we can help you find the right cover.
FINANCIAL LINES
What We Cover
Investment management insurance typically comes in two forms: Financial Institutions Professional Indemnity (FIPI) packages and Investment Managers policies. Both are designed specifically for this industry and provide cover that standard PI policies don't.
The specific structure depends on your activities, fund size, and regulatory requirements. We'll work through what you actually need rather than selling you a generic package.
CLIENT PORTFOLIO
Who We Work With
We place cover for a range of investment management businesses across the Australian financial sector.
Why Investment Managers Need a Broker
Investment management is one of the hardest classes to place in the Australian market. Most mainstream insurers either decline outright or refer to their specialist financial lines teams, which often leads to the same result.
We have relationships with the underwriters who write this business and know how to present risks in a way that gets them across the line. We place investment management risks through specialist financial lines underwriters including LAUW, AXA XL, Dual, Keystone, and Berkley.
Specialist brokers understand fund structures and AFSL obligations, securing terms that standard markets often decline.
PLACEMENT ARCHIVE
How we've helped
Recent placements for funds who were previously declined by mainstream markets.
TECHNICAL ANALYSIS
What We Look At
When we're quoting investment management insurance, we'll ask about these key risk factors:
Your AFSL authorisations and any CAR arrangements
Fund structures and assets under management
Investment strategy and asset classes
Revenue breakdown by activity (advisory vs fund management vs other)
Claims history and any regulatory matters
Jurisdictions you operate in
Limits and coverage you need to meet regulatory or investor requirements
Your AFSL authorisations and any CAR arrangements
Fund structures and assets under management
Investment strategy and asset classes
Revenue breakdown by activity (advisory vs fund management vs other)
Claims history and any regulatory matters
Jurisdictions you operate in
Limits and coverage you need to meet regulatory or investor requirements
KNOWLEDGE BASE
FAQs
Get the Right Cover for Your Fund
Call us on 02 9000 1155 or request a quote online. We'll ask some questions about your business and come back with options from underwriters who actually write investment management.